Identification and clinical characteristics of sleep phenotypes in patients with chronic obstructive pulmonary disease
Abstract. Sleep disorder is one of the common complaints of patients with chronic obstructive pulmonary disease (COPD). Sleep in patients with COPD can be accompanied by desaturation, which subjectively and objectively worsens its quality.Ponomareva I.B., Glotov S.I., Uryasyev O.M., Belskikh E.S.
The aim: to identify and characterize sleep phenotypes in patients with COPD.
Material and methods. 60 male individuals (mean age 65.6 ± 8.3 years) with COPD outside of exacerbation were included in the study. All patients completed CAT (COPD Assessment Test) questionnaire to assess the severity of COPD symptoms, modified Medical Research Council Dyspnea Scale (mMRC) in points to determine the intensity of dyspnea, HADS (Hospital Anxiety and Depression Scale), Epworth Sleepiness Scale, and Pittsburgh Sleep Quality Index (PSQI). In addition, spirometry and nocturnal monitoring pulse oximetry by a portable oximeter with a finger sensor were performed. Patients who reported a history of snoring and/or who had a sawtooth pattern of the saturation curve according to the results of night monitoring pulse oximetry were referred to an in-depth sleep study followed by a consultation with somnologist.
Results. According to the results of the studies, patients with COPD were divided into three sleep phenotypes: COPD + obstructive sleep apnea syndrome (OSAS) (n = 7); COPD with nocturnal desaturation (n = 25); COPD without nocturnal desaturation (n = 28). COPD + OSAS phenotype, comparatively with the other two, was characterized by a significantly higher body mass index, greater sleepiness according to the Epworth scale, and more pronounced COPD symptoms according to CAT. Phenotypes with and without nocturnal desaturation did not have significant differences in forced expiratory volume in 1 second and body mass index, but daytime and minimum saturation values differed significantly. In terms of sleep quality according to the PSQI, no significant differences were obtained between the different phenotypes.
Conclusion. Identification and characterization of sleep phenotypes in COPD facilitates their early detection and personalized approach to treatment.
Keywords
References
1. Clímaco DCS, Lustosa TC, Silva MVFP, Lins-Filho OL, Rodrigues VK, de Oliveira-Neto LAP et al. Sleep quality in COPD patients: Correlation with disease severity and health status. J Bras Pneumol. 2022;48(3):e20210340.
PMID: 35508063. PMCID: PMC9064624. https://doi.org/10.36416/1806-3756/e20210340
2. Sampol J, Miravitlles M, Sáez M, Pallero M, Sampol G, Ferrer J. Poor sleep quality, COPD severity and survival according to CASIS and Pittsburgh questionnaires. Sci Rep. 2023;13(1):18656.
PMID: 37907621. PMCID: PMC10618283. https://doi.org/10.1038/s41598-023-45717-9
3. (Genzor S, Mizera J, Kiml J, Petr Jakubec, Milan Sova. Chronic lung diseases and sleep. Vnitr Lek. 2022;68(6):398–401 (In Czech)).
PMID: 36316202. https://doi.org/10.36290/vnl.2022.081
4. Низов А.А., Ермачкова А.Н., Абросимов В.Н., Пономарева И.Б. Комплексная оценка степени тяжести ХОБЛ на амбулаторно-поликлиническом приеме. Российский медико-биологический вестник им. академика И.П. Павлова. 2019;27(1):59–65. (Nizov AA, Ermachkova AN, Abrosimov VN, Ponomareva IB. Сomplex assessment of the degree of chronic obstructive pulmonary disease COPD severity on out-patient visit. Rossiyskiy mediko-biologicheskiy vestnik imeni akademika IP Pavlova = IP Pavlov Russian Medical Biological Herald. 2019;27(1):59–65 (In Russ.)).
EDN: SNXLJF. https://doi.org/10.23888/PAVLOVJ201927159-65
5. Rafanan AL, Baquilod RA. Sleep-related breathing complaints in chronic obstructive pulmonary disease. Sleep Med Clin. 2022;17(1):99–109.
PMID: 35216765. https://doi.org/10.1016/j.jsmc.2021.10.008
6. van Zeller M, Basoglu OK, Verbraecken J, Lombardi C, McNicholas WT, Pepin J-L et al; European Sleep Apnoea Database study group; European Sleep Apnoea Database study group. Sleep and cardiometabolic comorbidities in the obstructive sleep apnoea – COPD overlap syndrome: Data from the European Sleep Apnoea Database. ERJ Open Res. 2023;9(3):00676-2022.
PMID: 37483278. PMCID: PMC10359039. https://doi.org/10.1183/23120541.00676-2022
7. Locke BW, Lee JJ, Sundar KM. OSA and chronic respiratory disease: Mechanisms and epidemiology. Int J Environ Res Public Health. 2022;19(9):5473.
PMID: 35564882. PMCID: PMC9105014. https://doi.org/10.3390/ijerph19095473
8. Flenley DC. Sleep in chronic obstructive lung disease. Clin Chest Med. 1985;6(4):651–61. PMID: 2935359.
9. McNicholas WT, Hansson D, Schiza S, Grote L. Sleep in chronic respiratory disease: COPD and hypoventilation disorders. Eur Respir Rev. 2019;28(153):190064.
PMID: 31554703. PMCID: PMC9488904. https://doi.org/10.1183/16000617.0064-2019
10. Lyons MM, Bhatt NY, Pack AI, Magalang UJ. Global burden of sleep-disordered breathing and its implications. Respirology. 2020;25(7):690–702.
PMID: 32436658. https://doi.org/10.1111/resp.13838
11. Global Initiative for Chronic Obstructive Lung Disease. Global Strategy for the Diagnosis, Management and Prevention of Chronic Obstructive Pulmonary Disease. 2024 Report. URL: https://goldcopd.org/2024-gold-report (date of access – 12.05.2025).
12. Graham BL, Steenbruggen I, Miller MR, Barjaktarevic IZ, Cooper BG, Hall GL et al. Standardization of spirometry 2019 update an official American Thoracic Society and European Respiratory Society Technical Statement. Am J Respir Crit Care Med. 2019;200(8):e70–e88.
PMID: 31613151. PMCID: PMC6794117. https://doi.org/ 10.1164/rccm.201908-1590ST
13. Berry RB, Budhiraja R, Gottlieb DJ, Gozal D, Iber C, Kapur VK et al.; American Academy of Sleep Medicine. Rules for scoring respiratory events in sleep: Update of the 2007 AASM Manual for the scoring of sleep and associated events. Deliberations of the sleep apnea definitions task force of the American Academy of Sleep Medicine. J Clin Sleep Med. 2012;8(5):597–619.
PMID: 23066376. PMCID: PMC3459210. https://doi.org/10.5664/jcsm.2172
14. Johns MW. A new method for measuring daytime sleepiness: The Epworth sleepiness scale. Sleep. 1991;14(6):540–45.
PMID: 1798888. https://doi.org/10.1093/sleep/14.6.540
15. Buysse DJ, Reynolds CF 3rd, Monk TH, Berman SR, Kupfer DJ. The Pittsburgh Sleep Quality Index: A new instrument for psychiatric practice and research. Psychiatry Res. 1989;28(2):193–213.
PMID: 2748771. https://doi.org/10.1016/0165-1781(89)90047-4
16. Adler D, Bailly S, Benmerad M, Joyeux-Faure M, Jullian-Desayes I, Soccal PM et al. Clinical presentation and comorbidities of obstructive sleep apnea – COPD overlap syndrome. PLoS One. 2020;15(7):e0235331.
PMID: 32645005. PMCID: PMC7347183. https://doi.org/10.1371/journal.pone.0235331
About the Authors
Irina B. Ponomareva, MD, PhD (Medicine), associate professor, associate professor of the Department of faculty therapy named after Professor V.Ya. Garmash, Academician I.P. Pavlov Ryazan State Medical University of the Ministry of Healthcare of Russia. Address: 390000, Ryazan, 3A Internatsionalnaya St.E-mail: docib@yandex.ru
ORCID: https://orcid.org/0000-0002-0273-4388. Scopus ID: 57201763814. eLibrary SPIN: 3984-1944
Sergey I. Glotov, MD, PhD (Medicine), associate professor, associate professor of the Department of faculty therapy named after professor V.Ya. Garmash, Academician I.P. Pavlov Ryazan State Medical University of the Ministry of Healthcare of Russia. Address: 390000, Ryazan, 3A Internatsionalnaya St.
E-mail: sergeyglot@mail.ru
ORCID: https://orcid.org/0000-0002-4445-4480. Scopus ID: 57203780371. eLibrary SPIN: 7524-9816
Oleg M. Uryasyev, MD, Dr. Sci (Medicine), professor, head of the Department of faculty therapy named after professor V.Ya. Garmash, Academician I.P. Pavlov Ryazan State Medical University of the Ministry of Healthcare of Russia. Address: 390000, Ryazan, 3A Internatsionalnaya St.
E-mail: uryasev08@yandex.ru
ORCID: https://orcid.org/0000-0001-8693-4696. Scopus ID: 57195313767. eLibrary SPIN: 7903-4609
Eduard S. Belskikh, MD, PhD (Medicine), associate professor, associate professor of the Department of faculty therapy named after professor V.Ya. Garmash, Academician I.P. Pavlov Ryazan State Medical University of the Ministry of Healthcare of Russia. Address: 390000, Ryazan, 3A Internatsionalnaya St.
E-mail: ed.bels@yandex.ru
ORCID: https://orcid.org/0000-0003-1803-0542. Scopus ID: 57195313786. eLibrary SPIN: 9350-9360